4.7 Article

Water pollution in wastewater treatment plants: An efficiency analysis with undesirable output

Journal

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH
Volume 269, Issue 1, Pages 24-34

Publisher

ELSEVIER
DOI: 10.1016/j.ejor.2017.08.028

Keywords

Data envelopment analysis (DEA); Wastewater treatment; Non-radial Directional Distance Function (NDDF); Undesirable output; Analytic Hierarchy Process (AHP)

Funding

  1. University of Pisa (PRA Project)

Ask authors/readers for more resources

The environmental efficiency of 96 Tuscan (Italian) wastewater treatment plants (WWTPs) is investigated taking into account the quality of the outgoing water in terms of pollutant. In this regard, the presence of the residual nitrogen in the outgoing treated water is considered as undesirable output. The efficiency analysis is performed by applying a novel integrated Analytic Hierarchy Process/Non-radial Directional Distance Function (AHP/NDDF) approach, combining the benefits of the two techniques. Similarly to the standard NDDF approach, the suggested model allows to include simultaneously inputs, desirable and undesirable outputs and not to overestimate the efficiency scores. At the same time, the AHP inclusion gives the possibility to directly take into account the decision maker preferences in the weighting system and to encompass some existing directional distance function models as special cases. The obtained results are then used to identify the efficiency explanatory variables: among them, the facilities' capacity, the percentage of wastewater discharged by the industrial and agricultural activities and the level of compliance with the pollutant concentration threshold set by the legislator have a significant impact on the WWTP performance. The integrated performance assessment allows the water authorities to combine the WWTP efficiency together with the environmental sustainability issue and it has the potential for further promising environmental inspections. (C) 2017 Elsevier B.V. All rights reserved.

Authors

I am an author on this paper
Click your name to claim this paper and add it to your profile.

Reviews

Primary Rating

4.7
Not enough ratings

Secondary Ratings

Novelty
-
Significance
-
Scientific rigor
-
Rate this paper

Recommended

Article Economics

Environmental sustainability and service quality beyond economic and financial indicators: A performance evaluation of Italian water utilities

Giovanna D'Inverno, Laura Carosi, Giulia Romano

Summary: This paper suggests a new composite indicator to evaluate the performance of water utilities, considering financial and economic indicators, environmental sustainability, and service quality measures. The empirical implementation on Italian water utilities shows that operating in the Centre and being large are favorable background conditions, while the South and medium size have a significant unfavorable influence on performance. Multi-utilities have advantages over mono-utilities, and there is no significant distinction among different ownership models.

SOCIO-ECONOMIC PLANNING SCIENCES (2021)

Article Economics

Local government size and service level provision. Evidence from conditional non-parametric analysis

Giovanna D'Inverno, Wim Moesen, Kristof De Witte

Summary: This paper examines the relationship between municipal size and local service level provision and finds evidence of diseconomies of scale. The optimal size for local public good provision is estimated to be around 10,000 citizens.

SOCIO-ECONOMIC PLANNING SCIENCES (2022)

Article Green & Sustainable Science & Technology

Evaluation of the Impact of Separative Collection and Recycling of Municipal Solid Waste on Performance: An Empirical Application for Chile

Paula Llanquileo-Melgarejo, Maria Molinos-Senante, Giulia Romano, Laura Carosi

Summary: This study evaluated the impact of selective collection and recycling of MSW on the performance of municipalities in Chile providing MSW services. The results showed that there is significant room for improvement in the management of MSW by Chilean municipalities, as indicated by the low percentages of efficient and eco-efficient municipalities. Lack of collaboration between municipalities at the regional level, along with exogenous variables, also influenced the efficiency and eco-efficiency scores.

SUSTAINABILITY (2021)

Article Energy & Fuels

A composite indicator for measuring the environmental performance of water, wastewater, and solid waste utilities

Anna Mergoni, Giovanna D'Inverno, Laura Carosi

Summary: The aim of this paper is to measure and benchmark the environmental performance of Portuguese utilities in water supply, wastewater collection, and solid waste management. The results indicate that there is room for improvement in the pressure balance of these companies.

UTILITIES POLICY (2022)

Article Energy & Fuels

Assessing the dynamic eco-efficiency of Italian municipalities by accounting for the ownership of the entrusted waste utilities

Giulia Romano, Maria Molinos-Senante, Laura Carosi, Paula Llanquileo-Melgarejo, Ramon Sala-Garrido, Manuel Mocholi-Arce

Summary: On average, the eco-productivity of Italian waste service providers increased by 8% from 2016 to 2019. Although municipalities with private utilities improved their ecoproductivity most, the differences among the three clusters reflecting utility ownership are not statistically significant. The results show that publicly owned waste operators drive technology and that the technological levels of private utilities have deteriorated relative to global technological progress.

UTILITIES POLICY (2021)

Article Public Administration

Successful remunicipalization processes in Italian waste management: Triggers, key success factors, and results

Giulia Romano, Claudio Marciano, Mario Minoja

Summary: In recent years, many countries have witnessed remunicipalization in the public service sector, particularly in water and urban waste management. This study examines five successful cases of remunicipalization in Italy's urban waste management sector and investigates the factors that trigger, contribute to the success, and result from this process. The findings suggest that remunicipalization is initiated by the alignment of motivations and opportunities, along with the presence of committed actors. This process leads to significant improvements in company performance, considering the triple bottom line, if certain key success factors, related to the municipality, utility management, and stakeholder relationships, are met. Furthermore, the external context, including legal and institutional conditions, influences the overall process, triggers, and outcomes.

INTERNATIONAL REVIEW OF ADMINISTRATIVE SCIENCES (2023)

Article Operations Research & Management Science

Performance evaluation of problematic samples: a robust nonparametric approach for wastewater treatment plants

Alda A. Henriques, Milton Fontes, Ana S. Camanho, Giovanna D'Inverno, Pedro Amorim, Jaime Gabriel Silva

Summary: This paper explores robust nonparametric approaches to support performance evaluation in problematic samples, focusing on mitigating the impact of potential outlier observations and variability in small samples. The study highlights the benefits of the proposed method compared to traditional deterministic approaches, with a case study in the wastewater treatment industry in Portugal illustrating its applicability in internal benchmarking studies.

ANNALS OF OPERATIONS RESEARCH (2022)

Article Management

Sustainable budgeting and financial balance: Which lever will you pull?

Giovanna D'Inverno, Francesco Vidoli, Kristof De Witte

Summary: In the past few decades, countries have seen a significant increase in local expenditures to meet growing local needs. However, the limited availability of financial resources, aggravated by the 2008 financial crisis and Covid19 crisis, has led to budget restrictions imposed by higher levels of government. This paper evaluates the impact of enforcing a balanced budget rule on local government cost efficiency and explores the trade-off between efficiency and equity.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2023)

Article Energy & Fuels

Performance analytics for regulation in retail water utilities: Guiding asset management by identifying peers and targets

Hermilio Vilarinho, Giovanna D'Inverno, Henriqueta Novoa, Ana S. Camanho

Summary: This research evaluates the performance of water supply utilities in Portugal in terms of asset management practices. Peers and targets are identified to guide improvement in the sector, with reliable data collected by the regulatory authority being employed. The study uses composite indicators to reflect different dimensions of asset management, and applies the Data Envelopment Analysis technique. The results show the impact of management models and environmental factors on utilities' performance, and suggest utility-specific target-setting can support regulatory policy review.

UTILITIES POLICY (2023)

Article Economics

The measurement of asset management performance of water companies

Hermilio Vilarinho, Giovanna D'Inverno, Henriqueta Novoa, Ana S. Camanho

Summary: This study explores the asset management performance of Portuguese water supply companies in the bulk market. It focuses on managerial practices and infrastructure conditions based on indicators collected between 2016 and 2020. The research proposes innovative methods to enhance knowledge on asset management practices in the water sector, presenting two composite indicators to assess performance and maturity in asset management. The results show the need for improvement and highlight the impact of management systems and intervention areas on performance over time.

SOCIO-ECONOMIC PLANNING SCIENCES (2023)

Article Management

On distinguishing the direct causal effect of an intervention from its efficiency-enhancing effects

Oleg Badunenko, Giovanna D'Inverno, Kristof De Witte

Summary: This paper introduces an innovative method for addressing endogeneity issues in policy performance evaluation. By utilizing a regression discontinuity design with a stochastic frontier panel data model, the paper estimates the causal impact of a policy intervention on the outcome variable. The study distinguishes between the direct effect, efficiency-enhancing effect, or their combination. It also considers persistent and transient inefficiency components while accounting for unobserved heterogeneity.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2023)

Article Energy & Fuels

A regulatory robust conditional approach to measuring the efficiency of wholesale water supply and wastewater treatment services

Miguel Alves Pereira, Hermilio Vilarinho, Giovanna D'Inverno, Ana S. Camanho

Summary: A benchmarking evaluation instrument was developed by a European Union regulatory authority in collaboration with water supply and wastewater treatment service providers. It aimed to determine the efficient operating cost of these providers in the wholesale market segment during 2017-2021. The results showed similar mean efficiency scores between water supply and wastewater services, with potential cost savings ranging from about 2% to 3%.

UTILITIES POLICY (2023)

Article Environmental Sciences

Pay-as-you-throw tariff and sustainable urban waste management: An empirical analysis of relevant effects

Giulia Romano, Lucio Masserini

Summary: This study explores the impact of pay-as-you-throw tariffs on the promotion of sustainable urban waste management. The findings indicate that implementing PAYTT effectively aligns with EU waste hierarchy policies and leads to reduced waste generation and improved separate waste collection efforts.

JOURNAL OF ENVIRONMENTAL MANAGEMENT (2023)

Article Energy & Fuels

Does a zero-waste strategy in sustainable urban waste management affect hierarchy targets and costs?

Giulia Romano, Lucio Masserini

Summary: This study evaluates the effects and costs of adopting a zero-waste (ZW) strategy for waste management. The findings indicate that municipalities that have formally adopted the ZW strategy have higher separate collection rates and lower amounts of urban unsorted waste per capita. However, the cost for inhabitants is also higher in ZW municipalities, emphasizing the importance of balancing through the sale of recycling materials.

UTILITIES POLICY (2023)

Review Management

Survey of optimization models for power system operation and expansion planning with demand response

Vinicius N. Motta, Miguel F. Anjos, Michel Gendreau

Summary: This survey presents a review of optimization approaches for the integration of demand response in power systems planning and highlights important future research directions.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

R-SALSA: A branch, bound, and remember algorithm for the workload smoothing problem on simple assembly lines

Philipp Schulze, Armin Scholl, Rico Walter

Summary: This paper proposes an improved branch-and-bound algorithm, R-SALSA, for solving the simple assembly line balancing problem, which performs well in balancing workloads and providing initial solutions.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Adaptive scheduling in service systems: A Dynamic programming approach

Roshan Mahes, Michel Mandjes, Marko Boon, Peter Taylor

Summary: This paper discusses appointment scheduling and presents a phase-type-based approach to handle variations in service times. Numerical experiments with dynamic scheduling demonstrate the benefits of rescheduling.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Discrete scheduling and critical utilization

Oleg S. Pianykh, Sebastian Perez, Chengzhao Richard Zhang

Summary: Efficient scheduling is crucial for optimizing resource allocation and system performance. This study focuses on critical utilization and efficient scheduling in discrete scheduling systems, and compares the results with classical queueing theory.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Review Management

Supply chain network design with financial considerations: A comprehensive review

Hamed Jahani, Babak Abbasi, Jiuh-Biing Sheu, Walid Klibi

Summary: Supply chain network design is a large and growing area of research. This study comprehensively surveys and analyzes articles published from 2008 to 2021 to detect and report financial perspectives in SCND models. The study also identifies research gaps and offers future research directions.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

A branch-and-cut algorithm for the connected max- k-cut problem

Patrick Healy, Nicolas Jozefowiez, Pierre Laroche, Franc Marchetti, Sebastien Martin, Zsuzsanna Roka

Summary: The Connected Max-k-Cut Problem is an extension of the well-known Max-Cut Problem, where the objective is to partition a graph into k connected subgraphs by maximizing the cost of inter-partition edges. The researchers propose a new integer linear program and a branch-and-cut algorithm for this problem, and also use graph isomorphism to structure the instances and facilitate their resolution. Extensive computational experiments show that, if k > 2, their approach outperforms existing algorithms in terms of quality.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Estimating production functions through additive models based on regression splines

Victor J. Espana, Juan Aparicio, Xavier Barber, Miriam Esteve

Summary: This paper introduces a new methodology based on the machine learning technique MARS for estimating production functions that satisfy classical production theory axioms. The new approach overcomes the overfitting problem of DEA through generalized cross-validation and demonstrates better performance in reducing mean squared error and bias compared to DEA and C2NLS methods.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Time-flexible min completion time variance in a single machine by quadratic programming

Stefano Nasini, Rabia Nessah

Summary: In this paper, the authors investigate the impact of time flexibility in job scheduling, showing that it can significantly affect operators' ability to solve the problem efficiently. They propose a new methodology based on convex quadratic programming approaches that allows for optimal solutions in large-scale instances.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Convex support vector regression

Zhiqiang Liao, Sheng Dai, Timo Kuosmanen

Summary: Nonparametric regression subject to convexity or concavity constraints is gaining popularity in various fields. The conventional convex regression method often suffers from overfitting and outliers. This paper proposes the convex support vector regression method to address these issues and demonstrates its advantages in prediction accuracy and robustness through numerical experiments.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

A simulation evacuation framework for effective disaster preparedness strategies and response decision making

Kuo-Hao Chang, Ying-Zheng Wu, Wen-Ray Su, Lee-Yaw Lin

Summary: The damage and destruction caused by earthquakes necessitates the evacuation of affected populations. Simulation models, such as the Stochastic Pedestrian Cell Transmission Model (SPCTM), can be utilized to enhance disaster and evacuation management. The analysis of SPCTM provides insights for government officials to formulate effective evacuation strategies.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

An effective hybrid evolutionary algorithm for the clustered orienteering problem

Qinghua Wu, Mu He, Jin-Kao Hao, Yongliang Lu

Summary: This paper studies a variant of the orienteering problem known as the clustered orienteering problem. In this problem, customers are grouped into clusters and a profit is associated with each cluster, collected only when all customers in the cluster are served. The proposed evolutionary algorithm, incorporating a backbone-based crossover operator and a destroy-and-repair mutation operator, outperforms existing algorithms on benchmark instances and sets new records on some instances. It also demonstrates scalability on large instances and has shown superiority over three state-of-the-art COP algorithms. The algorithm is also successfully applied to a dynamic version of the COP considering stochastic travel time.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Improving uplift model evaluation on randomized controlled trial data

Bjorn Bokelmann, Stefan Lessmann

Summary: Estimating treatment effects is an important task for data analysts, and uplift models provide support for efficient allocation of treatments. However, evaluating uplift models is challenging due to variance issues. This paper theoretically analyzes the variance of uplift evaluation metrics, proposes variance reduction methods based on statistical adjustment, and demonstrates their benefits on simulated and real-world data.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Newsvendor conditional value-at-risk minimisation: A feature-based approach under adaptive data selection

Congzheng Liu, Wenqi Zhu

Summary: This paper proposes a feature-based non-parametric approach to minimizing the conditional value-at-risk in the newsvendor problem. The method is able to handle both linear and nonlinear profits without prior knowledge of the demand distribution. Results from numerical and real-life experiments demonstrate the robustness and effectiveness of the approach.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Right-left asymmetry of the eigenvector method: A simulation study

Laszlo Csato

Summary: This paper compares the performance of the eigenvalue method and the row geometric mean as two weighting procedures. Through numerical experiments, it is found that the priorities derived from the two eigenvectors in the eigenvalue method do not always agree, while the row geometric mean serves as a compromise between them.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)

Article Management

Compete or cooperate? Effects of channel relationships on government policies for sustainability

Guowei Dou, Tsan-Ming Choi

Summary: This study investigates the impact of channel relationships between manufacturers on government policies and explores the effectiveness of positive incentives versus taxes in increasing social welfare. The findings suggest that competition may be more effective in improving sustainability and social welfare. Additionally, government incentives for green technology may not necessarily enhance sustainability.

EUROPEAN JOURNAL OF OPERATIONAL RESEARCH (2024)