4.7 Article

Adaptive institutions in social-ecological systems governance: A synthesis framework

Journal

ENVIRONMENTAL SCIENCE & POLICY
Volume 53, Issue -, Pages 139-151

Publisher

ELSEVIER SCI LTD
DOI: 10.1016/j.envsci.2015.01.003

Keywords

Adaptive governance; Adaptive institutions; Federalism; Polycentricity; Networks; Social-ecological systems

Ask authors/readers for more resources

Adaptive governance of social-ecological systems depends on adaptive institutions. Efforts to understand the factors affecting adaptive institutions have identified many variables, but our understanding is constrained by multiple definitions of these concepts. In this article, we synthesize across two decades of studies relating to adaptive institutions. After clarifying some definitional confusion in the literature, we provide a theoretical framework to guide research on purposeful institutional change. While numerous scholars have identified a wide variety of important factors, we find that many of these factors can be traced back to (1) federalism and polycentricity and (2) networks and learning. Our synthesis suggests several avenues for future research centered on these factors. For example, how might the potential negative effects of key facilitating variables such as polycentricity (e.g., racial segregation and income sorting) and heterogeneous networks (e.g., increased coordination costs) hinder adaptive institutions? How can learning through both scientific and time-and-place knowledge promote adaptive institutions? More broadly, social science can play an important role in identifying factors that foster adaptability in different contexts, so that policy makers can promote such adaptability. (C) 2015 Elsevier Ltd. All rights reserved.

Authors

I am an author on this paper
Click your name to claim this paper and add it to your profile.

Reviews

Primary Rating

4.7
Not enough ratings

Secondary Ratings

Novelty
-
Significance
-
Scientific rigor
-
Rate this paper

Recommended

Article Environmental Sciences

Crowding-out lower-level authorities: Interactions and transformations of higher and lower-level authorities in Kenya's polycentric fisheries

Pranietha Mudliar, Laura O'Brien

Summary: Polycentric governance is important in addressing complex environmental challenges through multiple decision centers, but interactions between these centers can lead to conflicts and power struggles. In Lake Victoria’s fisheries, overlaps between higher and lower-level authorities drive out lower-level involvement in management, despite challenges like resource scarcities and bureaucracy hindering information-sharing. Cooperative overlaps between higher-level authorities increase oversight over lower-level authorities, impacting policy development and implementation.

ENVIRONMENTAL SCIENCE & POLICY (2021)

Article Agriculture, Multidisciplinary

Decolonizing land management in institutions of higher education

Laura O'Brien, Praneeta Mudaliar

Summary: Many higher education institutions have benefited from the violent dispossession of Indigenous Land and marginalized Indigenous and non-Eurocentric knowledge. The inclusion of local and Indigenous knowledge in land management has implications for fostering resilience and decolonization. However, there is a lack of research on the knowledge systems included in land management by higher education institutions.

JOURNAL OF LAND USE SCIENCE (2022)

Article Environmental Sciences

Incorporating Evidence into Collaborative Ecosystem Restoration: A Content Analysis of Bibliographic References and their Use in Salmon Recovery Plans

Tomas M. Koontz

Summary: Collaborative environmental management relies on diverse information sources to inform policy. This study examines the use of evidence in salmon recovery plans in Puget Sound, USA. Results show that government agencies are the most frequently cited source of information, followed by peer reviewed journal articles and scientific books.

ENVIRONMENTAL MANAGEMENT (2023)

Article Environmental Sciences

What matters for coordination? Examining overlaps and interactions in Lake Victoria's polycentric fisheries in Tanzania

Praneeta Mudaliar

Summary: This paper examines the conditions under which authority, information, and resources foster or hinder interactions among overlapping decision centers in polycentric systems. The findings suggest that despite overlaps, factors such as opposing agendas, lack of clarity over authority, perception of a threat to authority, distrust, and intentionally withholding information and resources can lead to conflicts and dysfunctionality.

REGIONAL ENVIRONMENTAL CHANGE (2023)

Article Environmental Sciences

The futility and fatality of incremental action: motivations and barriers among undergraduates for environmental action that matters

Praneeta Mudaliar, Meaghan McElroy, Jacob C. Brenner

Summary: The study found that while students are concerned about systemic issues like climate change and the government-corporate nexus, their actions are mostly one-time, individualistic, and incremental. Only a small percentage of students are taking meaningful systemic change actions, with the majority recognizing self-efficacy and community as barriers to engaging in transformative activities.

JOURNAL OF ENVIRONMENTAL STUDIES AND SCIENCES (2022)

Article Development Studies

Locating Power in Ostrom's Design Principles: Watershed Management in India and the United States

Pranietha Mudliar, Tomas M. Koontz

Summary: Power dynamics in managing common-pool resources are complex, and non-dominant actors may respond to domination through building capabilities and forming solidarities. Negative aspects of power may not necessarily result in overt conflict, but rather through non-participation and silence of non-dominant actors. This study highlights the importance of understanding power asymmetries and interdependencies for achieving socially just and environmentally sustainable outcomes.

SOCIETY & NATURAL RESOURCES (2021)

Article Environmental Studies

Polycentric to monocentric governance: Power dynamics in Lake Victoria's fisheries

Pranietha Mudliar

Summary: Research challenges the normative assumptions about polycentric governance, finding that different types of power can constrain the functionality of polycentric systems. While design power can potentially promote power-sharing between decision centers, pragmatic and framing power erodes power from lower authorities, leading to power concentration at the center.

ENVIRONMENTAL POLICY AND GOVERNANCE (2021)

Article Political Science

Deciding How to Decide: Cultural Theory and Rule Making in Collaborative Watershed Organizations

Kimberly A. Horndeski, Tomas M. Koontz

POLICY STUDIES JOURNAL (2020)

Article Development Studies

Assessing Collaborative Conservation: A Case Survey of Output, Outcome, and Impact Measures Used in the Empirical Literature

Tomas M. Koontz, Nicolas W. Jager, Jens Newig

SOCIETY & NATURAL RESOURCES (2020)

Article Development Studies

Working together? Synergies in government and NGO roles for community forestry in the Indian Himalayas

Divya Gupta, Tomas M. Koontz

WORLD DEVELOPMENT (2019)

Article Environmental Studies

The muting and unmuting of caste across inter-linked action arenas: inequality and collective action in a community-based watershed group

Pranietha Mudliar, Tomas Koontz

INTERNATIONAL JOURNAL OF THE COMMONS (2018)

Article Environmental Studies

Resource asymmetry and property rights in agricultural drainage systems: Implications for collective action

Pranay Ranjan, Tomas M. Koontz

INTERNATIONAL JOURNAL OF THE COMMONS (2018)

Article Environmental Sciences

Defining successful climate services for adaptation with experts

Eva Boon, Jurian Vincent Meijering, Robbert Biesbroek, Fulco Ludwig

Summary: This article introduces a global Delphi study, which presents a widely supported definition for successful climate services. The definition emphasizes the importance of user satisfaction and highlights the need for climate service developers to consider climate change uncertainties, build trust and capacity with users, and tailor interactions based on user needs.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Common pool resource governance in strong-government context: A case study of caterpillar fungus (Ophiocordyceps sinensis) on the Qinghai-Tibet Plateau

Zhiqi Zhang, Xiangyu Jia, Zeren Gongbu, Dingling He, Wenjun Li

Summary: This study conducted research in two villages on the Qinghai-Tibet Plateau of China and found that the village with interactive and supportive government involvement achieved better outcomes compared to the village with forceful government intervention. This highlights the importance of congruence between government actions and community demands in developing self-governance institutions for natural resource management.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

The role of iconic places, collective efficacy, and negative emotions in climate change communication

Yolanda L. Waters, Kerrie A. Wilson, Angela J. Dean

Summary: This study found that climate messages centered around the Great Barrier Reef (GBR) are more effective in strengthening intentions to adopt energy reduction behaviors. However, they are limited in motivating more impactful civic and social behaviors, including those seeking to influence climate policy support. Messages emphasizing collective efficacy can enhance message effect and influence the uptake of a broader range of behaviors. Emotions related to distress played a significant role in this effect. This research offers an alternative for expanding beyond traditional climate communication strategies.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Investigating the barriers and pathways to implementing satellite data into air quality monitoring, regulation and policy design in the United Kingdom

Daniel A. Potts, Emma J. S. Ferranti, Joshua D. Vande Hey

Summary: This study investigates the barriers to integrating satellite data into air quality management and proposes the creation of a network of experts to facilitate collaboration and knowledge exchange between scientific research and air quality management.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Imagining reef futures after mass coral bleaching events

Amber W. Datta, Carina Wyborn, Brian C. Chaffin, Michele L. Barnes

Summary: Extreme climate events are changing social-ecological systems and challenging environmental governance paradigms. This study explores governance actors' perspectives on the future of reef management after a crisis and finds that multiple and conflicting visions are shaping the trajectory of coral reef governance.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Climate change resiliency response from and within cross-cultural children activities

Ranjan Datta, Prarthona Datta

Summary: This paper discusses the importance of learning climate change solutions from the activities of cross-cultural children, and introduces reflective learning, Indigenous Elders land-based teaching, music and arts learning, and positive interactions with cross-cultural children in a cross-cultural community garden.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Comparing biogenic blue mussel (Mytilus edulis) reef definitions in Northern Europe: Implications for management and conservation

Julie Lydia Stounberg, Karen Timmerman, Karsten Dahl, Maurizio Pinna, Jon C. Svendsen

Summary: To combat biodiversity loss, the European Union established the Natura 2000 network. However, some sites are still not mapped, and habitats remain undefined. This study compared the definitions of blue mussel reefs in different EU member states and identified significant variations in parameters and limits used for reef identification. The study also highlighted the need for compatible and justified habitat definitions to ensure a consistent level of protection.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Farmers perspectives on options for and barriers to implementing climate resilient agriculture and implications for climate adaptation policy

Shilpi Kundu, Edward A. Morgan, James C. R. Smart

Summary: Climate change impacts in low lying coastal areas, like Bangladesh, are negatively affecting food and livelihood security, necessitating adaptation measures to build resilience. However, the effective implementation of these measures is hindered by a lack of local-level knowledge.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Social equity and pluralism in Nature-based Solutions: Practitioners' perspectives on implementation

Theodore Tallent, Aiora Zabala

Summary: This study explores how pluralism and social equity are incorporated into the governance of Nature-based Solutions (NbS) in the field of conservation. Using a conceptual framework of social equity, the researchers analyze five exemplary cases to understand how practitioners assimilate these principles into their practices and governance processes. The findings highlight a strong commitment to participation and involvement of local communities, along with practices that aim to foster actor participation, build local capacity, and strengthen ownership. The study emphasizes the importance of considering diverse voices, perspectives, and forms of knowledge in conservation governance.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Lessons from a plain language analysis: US Clean Air Act Title V public notices as barriers to environmental justice

Natalie Sampson, Carmel Price, Melanie Sampson, Mary Bradshaw, Bianca Freeman

Summary: The Title V program of the Clean Air Act provides opportunities for public participation in permit-related decisionmaking, but there is a lack of substantive changes prioritizing environmental justice in overburdened communities. Increasing the use of plain language can improve public participation by enhancing access, transparency, and accountability. Analysis of public notices revealed poor writing quality and a lack of attention to writing strategies for improved understanding and addressing environmental health and justice. Suggestions for improving public notices are provided, emphasizing the need for plain language and environmental health literacy.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Building adaptive capacity to address coastal flooding: The case of a small Texas City

Karabi Bezboruah, Amruta Sakalker, Michelle Hummel, Oswald Jenewein, Kathryn Masten, Yonghe Liu

Summary: This study examines the role of a rural, community-based nonprofit organization in addressing coastal flooding. Through an analysis of the Ingleside on the Bay Coastal Watch Association (IOBCWA) in Texas, the study finds that the organization has improved the community's adaptive capacity through activities such as community organizing, advocacy, data collection, resident capacity building, and regional communication networks. However, more policies, partnerships, and inclusion of socially vulnerable groups are needed.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Knowledge co-production around the cormorant-fishing conflict using a joint fact-finding approach

Heli Saarikoski, Suvi Vikstrom, Lasse Peltonen

Summary: This paper examines the cormorant conflict in Finland, highlighting the frame conflict resulting from different scales of analysis. The study finds that knowledge co-production processes have the potential to address environmental conflicts and generate practical and contextually appropriate knowledge. Key factors include participants' control over information and third-party facilitation of dialogue.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Inviting a decolonial praxis for future imaginaries of nature: Introducing the Entangled Time Tree

Naomi Terry, Azucena Castro, Bwalya Chibwe, Geci Karuri-Sebina, Codruta Savu, Laura Pereira

Summary: The practice of envisioning the future has deep roots in African traditions, but is not widely used in conventional futuring methodologies. To achieve a decolonial approach to futuring, it is important to consider diverse pasts and storytelling forms. Stories can serve as mechanisms of power, healing, and diversification, leading to more just and ecologically sustainable futures.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Weather information, farm-level climate adaptation and farmers' adaptive capacity: Examining the role of information and communication technologies

Priya Chetri, Upasna Sharma, P. Vigneswara Ilavarasan

Summary: Previous studies have overlooked the role of information in farmers' capacity to adapt to weather and climate variability. This paper examines the relationship between farmers' access to weather information and the uptake of farm-level adaptation strategies, and highlights the potential of information in improving farmers' adaptive capacity. The paper also emphasizes the moderating effect of farmers' social ecosystem on this relationship.

ENVIRONMENTAL SCIENCE & POLICY (2024)

Article Environmental Sciences

Resource nexus perspectives in the Blue Economy of India: The case of sand mining in Kerala

Baker Matovu, Floor Brouwer, Raimund Bleischwitz, Firas Aljanabi, Meltem Alkoyak-Yildiz

Summary: This paper proposes a novel framework for sustainable sand mining based on Ecosystem Service Assessment. It analyzes the case of Kerala, India to demonstrate the impacts of sand mining on local ecosystems and livelihoods. The article also highlights seven key steps that can guide sustainable sand mining and promote integrated governance systems.

ENVIRONMENTAL SCIENCE & POLICY (2024)