4.5 Article

Mapping the Technological Landscape of Emerging Industry Value Chain Through a Patent Lens: An Integrated Framework With Deep Learning

Journal

IEEE TRANSACTIONS ON ENGINEERING MANAGEMENT
Volume 69, Issue 6, Pages 3367-3378

Publisher

IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC
DOI: 10.1109/TEM.2020.3041933

Keywords

Patents; Industries; Gallium nitride; Training; Generative adversarial networks; Machine learning; Generators; Deep neural network (DNN); emerging industry; generative adversarial network (GAN); patent auto-lassification; value chain

Funding

  1. National Natural Science Foundation of China [71872019, 71974107, 91646102, L1924062, L1824040, L1924058, L1824039, L1724034]
  2. Beijing Natural Science Foundation [9182013]
  3. Beijing Social Science Foundation [17GLC058]
  4. Fundamental Research Funds for the Central Universities [2018XKJC04]
  5. Ministry of Education in China Project of Humanities and Social Sciences [16JDGC011]
  6. CAE Advisory Project Research on the strategy of Manufacturing Power towards 2035 [2019-ZD-9]
  7. National Science and Technology Major Project High-end Numerical Control and Fundamental Manufacturing Equipment [2016ZX04005002]
  8. Chinese Academy of Engineering's China Knowledge Centre for Engineering Sciences an Technology Project [CKCEST-2020-2-5, CKCEST-2019-2-13, CKCEST-2018-1-13, CKCEST-2017-1-10, CKCEST-2015-4-2]
  9. UK-China Industry Academia Partnership Programme [UK-CIAPP\260]
  10. Volvo-supported Green Economy and Sustainable Development Tsinghua University [20153000181]

Ask authors/readers for more resources

This research proposes a framework for patent analysis through deep learning to map the technological landscape of an emerging industry. By integrating a generative adversarial network and a deep neural network, the framework can effectively classify patent samples with small-scale and uneven distribution, and depict the technological landscape of emerging industries.
Recent research applies patent autoclassification using machine learning to map the technological landscape of an industry value chain. However, when these methods are applied to emerging industries, the available patent sample data are small-scale and unevenly distributed, which cause overfitting and reduce the accuracy of patent classification. Therefore, this article proposes a framework to map the technological landscape of an emerging industry value chain through patent analysis with deep learning, which integrates a generative adversarial network as a data-augmentation method to overcome the problem of low-quality emerging-industry patent samples, and a deep neural network as a patent classifier. Based on this framework, this article conducts an application case of the 3-D printing industry. The evaluation results show that the integrated framework can effectively classify the patents with small-scale and unevenly distributed sample data, and depict the technological landscape of an emerging industry value chain. This article develops an efficient, reliable framework for patent autoclassification of emerging industries to overcome the lack of high-quality training samples, and it sheds light on the emerging industry value chain analysis with deep learning.

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