4.6 Article

Online state of charge estimation of lithium-ion batteries: A moving horizon estimation approach

Journal

CHEMICAL ENGINEERING SCIENCE
Volume 154, Issue -, Pages 42-53

Publisher

PERGAMON-ELSEVIER SCIENCE LTD
DOI: 10.1016/j.ces.2016.06.061

Keywords

Lithium-ion batteries; State of charge; State-space model; Moving horizon estimation; Extended Kalman filter

Funding

  1. Major State Basic Research Development Program of China [2014CB239703]
  2. National Natural Science Foundation of China [21576163, 21006084, 21336003]
  3. Science and Technology Commission of Shanghai Municipality [14DZ2250800]
  4. SRF for ROCS, SEM

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Online state of charge (SOC) estimation of lithium-ion batteries (LIBs) relies not only on accurate battery model but also on effective state estimation method. In this study, a nonlinear battery state-space model based moving horizon estimation (MHE) approach is proposed to estimate SOC within the full range. The relationship between SOC and circuit parameters in battery model is captured by polynomial functions. The essential arrival cost in the MHE problem formulation is approximated by the filtering scheme and its covariance matrix is updated by extended Kalman filter (EKF) method. Hybrid pulse power characterization test is first used to guide battery model construction and tuning parameters determination in MHE. The constant current discharge test and dynamic stress test are then used to validate the applicability of the MHE and investigate the performance comparisons between MHE and EKE The results demonstrate that compared to the EKF, the MHE is less sensitive to the poor initial SOC guesses and has faster convergence to the true SOC. The results thus validate that the MHE provides a potential promising approach to perform accurate, reliable and robust SOC estimation of LIBs. (C) 2016 Elsevier Ltd. All rights reserved.

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